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Compliance Manager

Gusto

$111k–$136kMid levelHybridSan Francisco, CA, USA

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About Gusto

Gusto helps small businesses with payroll, health insurance, and HR.

What you'd do

Lead FINRA state registration obligations
Support employee registration filings
Own the compliance calendar and track deadlines
Lead annual review and testing cycles for compliance areas in RIA and

What they're looking for

5+ years compliance experience at a FINRA-registered broker
Familiarity with compliance technology (e.g., ComplySci, AI)
Strong written communication skills
Active SIE, Series 7, and Series 24 licenses