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Senior Regional Compliance Associate

Farther

SeniorHybridHybrid - Irving, TX

Ever thought about shaping the future of compliance?

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About Farther

Farther is a rapidly growing RIA that combines expert advisors with technology for tailored wealth management.

What you'd do

Serve as the primary compliance resource for your assigned region
Conduct reviews of trade blotters and marketing materials
Review and approve outside business activities
Provide guidance on compliance-related matters to advisors across your

What they're looking for

5+ years of financial services experience in a compliance or
Active Series 66 and Series 24 in good standing
Comprehensive knowledge of FINRA and SEC rules
High attention to detail and integrity in handling sensitive

Perks

Competitive comp package that rewards impact
Work alongside bright minds in fintech
Ground-floor opportunity at a scaling startup